Monitoring compliance with standards of care for chronic diseases using healthcare administrative databases in Italy: Strengths and limitations

• Published in: PloS one Vol. 12; no. 12; p. e0188377
• Main Authors: Gini, Rosa, Schuemie, Martijn J, Pasqua, Alessandro, Carlini, Emanuele, Profili, Francesco, Cricelli, Iacopo, Dazzi, Patrizio, Barletta, Valentina, Francesconi, Paolo, Lapi, Francesco, Donatini, Andrea, Dal Co, Giulia, Visca, Modesta, Bellentani, Mariadonata, Sturkenboom, Miriam, Klazinga, Niek
• Format: Journal Article
• Language: English
• Published: United States Public Library of Science 12-12-2017; Public Library of Science (PLoS)
• Subjects: Biology and life sciences; Cardiovascular disease; Cardiovascular diseases; Care and treatment; Chronic diseases; Chronic illnesses; Comparative analysis; Coronary artery disease; Diabetes; Diabetes mellitus; Diagnosis; Diagnostic systems; Diagnostic tests; Ecological effects; Ecological monitoring; Ecological studies; EKG; Estimates; Glucose; Health aspects; Health care; Health care policy; Health services; Heart; Heart diseases; Hemoglobin; Hypertension; Indicators; Informatics; Medical diagnosis; Medical records; Medicine and Health Sciences; Patient compliance; Patients; People and Places; Population; Practice guidelines (Medicine); Preventive medicine; Primary care; Public health; Quality; R&D; Research & development; Research and Analysis Methods; Signaling; Standard of care; Statins; Validation studies; Netherlands; New York; United States > US; Italy
• ISSN: 1932-6203; 1932-6203
• DOI: 10.1371/journal.pone.0188377

A recent comprehensive report on healthcare quality in Italy published by the Organization of Economic Co-operation and Development (OECD) recommended that regular monitoring of quality of primary care by means of compliance with standards of care for chronic diseases is performed. A previous ecological study demonstrated that compliance with standards of care could be reliably estimated on regional level using administrative databases. This study compares estimates based on administrative data with estimates based on GP records for the same persons, to understand whether ecological fallacy played a role in the results of the previous study.
We compared estimates of compliance with diagnostic and therapeutic standards of care for type 2 diabetes (T2DM), hypertension and ischaemic heart disease (IHD) from administrative data (IAD) with estimates from medical records (MR) for the same persons registered with 24 GP's in 2012. Data were linked at an individual level.
32,688 persons entered the study, 12,673 having at least one of the three diseases according to at least one data source. Patients not detected by IAD were many, for all three conditions: adding MR increased the number of cases of T2DM, hypertension, and IHD by +40%, +42%, and +104%, respectively. IAD had imperfect sensitivity in detecting population compliance with therapies (adding MR increased the estimate, from +11.5% for statins to +14.7% for antithrombotics), and, more substantially, with diagnostic recommendations (adding MR increased the estimate, from +23.7% in glycated hemoglobin tests, to +50.5% in electrocardiogram). Patients not detected by IAD were less compliant with respect to those that IAD correctly identified (from -4.8 percentage points in proportion of IHD patients compliant with a yearly glycated hemoglobin test, to -40.1 points in the proportion of T2DM patients compliant with the same recommendation). IAD overestimated indicators of compliance with therapeutic standards (significant differences ranged from 3.3. to 3.6 percentage points) and underestimated indicators of compliance with diagnostic standards (significant differences ranged from -2.3 to -14.1 percentage points).
IAD overestimated the percentage of patients compliant with therapeutic standards by less than 6 percentage points, and underestimated the percentage of patients compliant with diagnostic standards by a maximum of 14 percentage points. Therefore, both discussions at local level between GP's and local health unit managers and discussions at central level between national and regional policy makers can be informed by indicators of compliance estimated by IAD, which, based on those results, have the ability of signalling critical or excellent clusters. However, this study found that estimates are partly flawed, because a high number of patients with chronic diseases are not detected by IAD, patients detected are not representative of the whole population of patients, and some categories of diagnostic tests are markedly underrecorded in IAD (up to 50% in the case of electrocardiograms). Those results call to caution when interpreting IAD estimates. Audits based on medical records, on the local level, and an interpretation taking into account information external to IAD, on the central level, are needed to assess a more comprehensive compliance with standards.