Application of a Bayesian hierarchical modeling for risk assessment of accidents at hydropower dams

• Published in: Safety science Vol. 110; pp. 164 - 177
• Main Authors: Kalinina, Anna, Spada, Matteo, Burgherr, Peter
• Format: Journal Article
• Language: English
• Published: Amsterdam Elsevier Ltd 01-12-2018; Elsevier BV
• Subjects: Accidents; Arch dams; Bayesian analysis; Dam safety; Dams; Data processing; Gravity dams; Hydroelectric dams; Hydroelectric power; Life cycle engineering; Life cycles; Mathematical models; Modelling; Modules; Risk assessment; Safety management; Statistical analysis; Statistical methods; China
• ISSN: 0925-7535; 1879-1042
• DOI: 10.1016/j.ssci.2018.08.006

•Bayesian hierarchical modeling offers a robust approach for dam accident analysis.•Generally, dams in non-OECD countries have a higher accident risk than in OECD.•Accidents due to natural causes have the highest risk in both country groups.•The risk for different life cycle stages appears to be rather dam type specific.•Accident frequencies among dam types and country groups vary up to a factor of 2.3.
In this study, a dataset of worldwide hydropower dam accidents in the period 1896–2014 is used to analyze risks for different dam types, dam heights, stages of the dam life cycle, and accident causes in OECD and non-OECD w/o China countries. Evaluation of the risk for individual characteristics has proven to be meaningful in studies related to dam safety. Previous studies often suffered from the fact that the methods applied could not overcome limitations posed by scarce data. The proposed Bayesian hierarchical modeling presents all accidents as a multilevel system with modules reflecting specific characteristics. It samples from the entire system, and models probabilities even for modules with few data. Mean values of probabilities for both frequency and severity are combined to interpret the risk for a particular category. Embankment and gravity dams have a higher risk in non-OECD w/o China than OECD countries. For arch dams, frequencies are in the same range for both country groups, but consequences have large uncertainties; therefore, no statistical difference in risk was found. Risks in the dam life cycle depend on the dam type and region. Accidents due to natural causes have the highest risk both in non-OECD w/o China and OECD countries.