Search Results - "Patent, Lawrence B"

CFTC clarifies and expands relief relating to delegation of commodity pool operator responsibilities by Meer, Cary, Patent, Lawrence B

“…Purpose – To explain CFTC No-Action Letter 14-126, issued on October 15, 2014 by the Commodity Futures Trading Commission Division of Swap Dealer and…”
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Who's in and who's out? CFTC and SEC finalize the swap entity definitions by Nolan, Anthony R.G, Gault-Brown, Susan I, Patent, Lawrence B

“…Purpose - The purpose of this paper is to explain a final rule adopted by the SEC and the CFTC that clarifies Dodd-Frank Act definitions for the new terms…”
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